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Finding, Decision, and Evidence

Category: Findings, decisions, and evidence objects
Review status: Proposed

A Finding is an identified concern that requires evaluation. It does not assume the concern is correct or prescribe a universal resolution workflow.

Field Type Meaning
identity FindingIdentity Stable identity within its owning domain
subject FindingSubject Object, occurrence, observation, or evidence concerned
detectedBy DetectionSource Person, rule, comparison, or external report
detectedAt ClinicalDateTime When the concern was identified
statement FindingStatement Precise concern requiring evaluation
evidence EvidenceReference[] Evidence available at detection
assessmentHistory FindingAssessment[] Confirmations, classifications, and impact assessments

Specializations include DataQuery, MonitoringFinding, ProtocolDeviationCandidate, QualitySignal, SafetyIntake, and ReconciliationDiscrepancy.

A Decision records an authoritative conclusion.

class DomainDecision<TQuestion, TOutcome> {
identity: DecisionIdentity;
question: TQuestion;
outcome: TOutcome;
authority: DecisionAuthority;
decisionMaker: ActorReference;
evidenceConsidered: EvidenceReference[];
rationale: Rationale;
decidedAt: ClinicalDateTime;
effectiveAt: ClinicalDateTime;
supersedes?: DecisionReference;
}

Important specializations:

  • SiteSelectionDecision
  • SiteActivationDecision
  • ConsentDecision
  • EligibilityDecision
  • TreatmentAssignment
  • UnblindingDecision
  • CodingDecision
  • DeviationDisposition
  • QualityDecision
  • DatabaseLockDecision

An EvidenceRecord is durable proof that allows an action, occurrence, observation, or decision to be reconstructed.

Field Type Meaning
subject EvidenceSubjectReference What is evidenced
actor ActorReference Who performed or decided
authority AuthorityReference Why the actor could act
statement EvidenceStatement Meaning being attested or recorded
occurredAt ClinicalDateTime When the evidenced event occurred
recordedAt ClinicalDateTime When the evidence was captured
reason Reason? Required explanation where applicable
source EvidenceSource Originating source or instrument
integrity IntegrityProof Means of detecting alteration
provenance ProvenanceChain Derivation and transfer history

A TrialArtifact assigns trial-record meaning to evidence or content. It is not merely a file. It may represent a document, dataset, certified copy, signed record, or structured evidence package.

  • Closing a finding does not erase the original concern.
  • A decision identifies the exact question and evidence considered.
  • Corrected decisions supersede rather than rewrite prior decisions.
  • An electronic signature binds a signer and statement to an exact object version.
  • Evidence must remain interpretable after the originating application is replaced.
  • A Trial Artifact’s filing classification does not redefine the underlying clinical fact.